CONSTRUCTION NEWS

October 2003

 
 

 

SURETY’S GOOD FAITH SETTLEMENT OF SUBROGATION AND
ASSIGNED CLAIMS OF ITS PRINCIPAL APPROVED

Jack W. Plowman*

A contractor’s undertaking to indemnify an owner was construed broadly so as to extend to a statutory liability that did not come in existence until after the contract was performed, in County of Delaware v. J.P. Mascaro & Sons, Inc., 2003 Pa. Super. 284. 

An interesting decision, handed up by the United States District Court for the Eastern District of New York, came into my possession at the recent National Bond Claims Association, held in Scottsdale, Arizona.

The decision, as yet unreported, was General Insurance Company of America v. Mezzacappa Brothers, Inc.  In that case, it appeared that General had been surety to Mezzacappa Brothers (MBI) on a number of public construction jobs and, as such, paid a number of payment bond claims, totaling in excess of $1,000,000.  General then sued MBI for indemnification, and MBI asserted offsets arising out of General’s settlement of affirmative claims which MBI had against the owner-obligee and against a supplier to MBI, and a surety of a subcontractor to MBI.  MBI contended that General had improperly settled these affirmative claims of MBI, by failing to act with “commercial reasonableness.” 

The issue raised by the pleadings was whether General’s settlement of claims was to “be measured by the standard of good faith under general principles of surety law…or by the standard of commercial reasonableness under Article 9 of the Uniform Commercial Code…”  The Court held that the standard applicable to the settlement of claims made against a surety also applied to claims made by a surety as subrogee to the principal’s claims against the owner-obligee and subcontractors and their sureties and, presumably other claims to which the surety is subrogated, or which came to the surety as assignee in the indemnity agreement.

The right of the surety to succeed to the rights of a bonded principal, i.e., subrogation, arises as a matter of common law from the surety’s discharge of the principal’s obligation.  However, the standard for the surety’s resolution and discharge of claims made under the bond is set forth in the indemnity agreement entered into by the principal as a condition precedent to the surety’s execution of the contract bonds.  Such was true in the General-MBI case, although the Court seemed to imply that the standard arose out of decisional law, rather than from the indemnity agreement.

In any event, the Court had no difficulty in applying the same standard in respect to the surety’s settlement of affirmative claims of the principal, to which the surety was subrogated, or which were assigned to the surety under the indemnity agreement.  The Court might very well have chosen to apply a different standard, a higher standard of “commercial reasonableness,” to those claims which came to the surety by way of the assignment, from those to which the surety was subrogated.  Instead, the Court rejected the standard of “commercial reasonableness” advocated by MBI, as established by the Uniform Commercial Code.  Accordingly, the Court held that, in resolving all of the affirmative claims, the surety was held to a lesser standard, namely “good faith.”  Certainly, a uniform standard is preferable.


*Of counsel, Bentz Law Firm, P.C.; fellow, American College of Trial Lawyers; member, American Bar Association Forum on the Construction Industry; member, American Bar Association Fidelity and Surety Committee; Member, National Bond Claims Association; Adjunct Professor, Emeritus, Duquesne University School of Law, Author, Pennsylvania Mechanics’ Liens (Professional Education Systems, 1989); Author, with K.W. Lee, Construction Contracting for Public Entities in Pennsylvania (Lorman Education Services, 2002).
 

 
     

 © 2003, Bentz Law Firm, P.C.

 

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