CONSTRUCTION NEWS

December 2003

 
 

 

NEW COURT RULE MANDATES
“CERTIFICATE OF MERIT”

IN PROFESSIONAL LIABILITY LITIGATION

 

Jack W. Plowman*

The Supreme Court of Pennsylvania earlier this year promulgated Rules 1042.1 through 1042.8 governing professional liability actions.  The new Rules became effective immediately, i.e., January 27, 2003.

The Rules apply to suits commenced against “licensed professionals,” which is defined as “any person who is licensed pursuant to an Act of Assembly.”  The Rules designate specifically the professions included which, from the construction point of view, includes:

an  architect,

an engineer or land surveyor,

and requires that any person being sued for professional negligence be described as such, setting forth the County in which the defendant practices.

Most importantly, a plaintiff is required to file, within sixty (60) days of the filing of the Complaint, a “Certificate of Merit” that an “appropriate licensed professional has supplied a written statement that there exists a reasonable probability” that the defendant’s actions “fell outside acceptable professional standards and that such conduct was a cause in bringing about the harm” complained of.  The “appropriate licensed professional,” need not be the same person who will be called upon to testify at trial.  A Certificate of Merit need not be filed if the attorney certifies that an expert is unnecessary, but in that event the plaintiff will be precluded from presenting testimony by an expert.

The Rules apply as well to a counterclaim asserting a claim for professional liability.  A Certificate of Merit need not be filed as to an additional defendant unless the acts of the additional defendant are unrelated to the claim asserted against the defendant making the joinder.

A defendant against whom a claim of professional liability is asserted need not file an answer before twenty (20) days of service of the Complaint or the service of the Certificate of Merit, whichever is later.  Discovery by the plaintiff is not permitted, without leave of court, prior to the filing of the certificate of merit.

If no certificate of merit is filed, as required by the Rules, a defendant may have the Prothonotary enter a judgment dismissing the Complaint.  Such a dismissal would not preclude a plaintiff from re-filing the Complaint, assuming the statute of limitations has not expired.

In the event a defendant is dismissed from the case, the plaintiff’s attorney must furnish the dismissed defendant with a copy of the written statement upon which the Certificate of Merit was based.


*Of counsel, Bentz Law Firm, P.C.; fellow, American College of Trial Lawyers; member, American Bar Association Forum on the Construction Industry; member, American Bar Association Fidelity and Surety Committee; Member, National Bond Claims Association; Adjunct Professor, Emeritus, Duquesne University School of Law, Author, Pennsylvania Mechanics’ Liens (Professional Education Systems, 1989); Author, with K.W. Lee, Construction Contracting for Public Entities in Pennsylvania (Lorman Education Services, 2002).
 

 
     

 © 2003, Bentz Law Firm, P.C.

 

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